Anna McPherson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2025)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 15 Nov 2024)
    • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 19 Apr 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (27 May 2021 to 1 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.