Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AD Finance Group Limited
FRN 1015544
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 30 Dec 2024)
- SMF3 Executive Director (since 30 Dec 2024)
- [FCA CF] Client dealing (since 30 Dec 2024)
- Responsibility for MCD Intermediation (since 30 Dec 2024)
- Responsible for Insurance Distribution (since 30 Dec 2024)
- SMF16 Compliance Oversight (since 30 Dec 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2025)
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- CF30 Customer (19 Jan 2019 to 19 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.