Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UMBRELLA MORTGAGES LTD
FRN 947351
- Employed By (since 20 Apr 2021)
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Umbrella Protect Ltd
FRN 774445
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 2 Oct 2017)
- [FCA CF] Significant management (9 Dec 2019 to 26 Mar 2025)
- Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
- CF1 Director (2 Oct 2017 to 8 Dec 2019)
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- CF1 Director (AR) (20 Apr 2021 to 17 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.