Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- SMF10 Chair of the Risk Committee (since 1 May 2026)
- Director of firm who is not a certification employee or a SMF manager (since 12 Jun 2025)
- CF29 Significant management (23 Sep 2010 to 25 Aug 2015)
- CF30 Customer (1 Nov 2007 to 25 Aug 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Morgan Stanley Bank International Limited
FRN 195430
- SMF10 Chair of the Risk Committee (since 1 May 2026)
- Director of firm who is not a certification employee or a SMF manager (since 12 Jun 2025)
- CF29 Significant management (4 Feb 2015 to 29 May 2015)
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- [FCA CF] Manager of certification employee (1 Nov 2020 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2024)
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- [FCA CF] Manager of certification employee (1 Nov 2020 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2024)
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- [FCA CF] Manager of certification employee (1 Nov 2020 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
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