Anna Karim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 5 Feb 2025)
    • [FCA CF] Client dealing (4 Jan 2022 to 29 Aug 2025)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 5 Feb 2025)
    • [FCA CF] Client dealing (4 Jan 2022 to 29 Aug 2025)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Client dealing (1 Oct 2020 to 6 Sep 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 24 Sep 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Sep 2019)
    • CF30 Customer (25 Mar 2011 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (29 Jun 2009 to 1 Mar 2010)
    • CF21 Investment Adviser (4 Sep 2006 to 13 Aug 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (10 Jun 2004 to 11 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.