Anna Grainne Murdock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF18 Other Overall Responsibility (since 14 Nov 2021)
    • Responsible for Insurance Distribution (since 14 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Mar 2022)
    • CF30 Customer (3 Aug 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.