Anna Gaskell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth Aspirations LLP

    FRN 573420

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
  • Harminder Phull (no longer approved here)

    FRN 612888

    • (2)Employed By (13 Jan 2014 to 17 Jul 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Dec 2013 to 17 Jul 2014)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (3 Jan 2012 to 26 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (351)Employed By (3 Jan 2012 to 26 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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