Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF19 Head of Overseas Branch/Head of Overseas (since 24 Jul 2024)
- SMF2 Chief Finance (26 Feb 2019 to 24 Jul 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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J.P. Morgan Securities plc
FRN 155240
- SMF1 Chief Executive (since 24 Jul 2024)
- SMF2 Chief Finance (26 Feb 2019 to 24 Jul 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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J.P. Morgan Europe Limited
FRN 124579
- [FCA CF] Manager of certification employee (since 1 Mar 2023)
- SMF2 Chief Finance (26 Feb 2019 to 6 Oct 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
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J.P. Morgan SE
FRN 755066
- SMF2 Chief Finance (since 20 Jan 2022)
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- CF28 Systems and controls (26 Feb 2019 to 8 Dec 2019)
Recent activity
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