Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 24 Nov 2025)
- [FCA CF] Functions requiring qualifications (31 May 2016 to 26 Jul 2016)
- CF30 Customer (4 Mar 2010 to 6 Mar 2016)
-
HSBC UK Bank Plc
FRN 765112
- 13. Giving personal recommendations on and dealing with derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 21 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 5 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.