Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
    • [FCA CF] Functions requiring qualifications (31 May 2016 to 26 Jul 2016)
    • CF30 Customer (4 Mar 2010 to 6 Mar 2016)
    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 21 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 5 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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