Ann Watcyn Pugh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chelsea Investments Limited (no longer approved here)

    FRN 195774

    • CF10 Compliance Oversight (18 Oct 2010 to 19 Dec 2017)
    • CF11 Money Laundering Reporting (18 Oct 2010 to 24 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Dec 2017)
    • CF1 Director (1 Dec 2001 to 19 Dec 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.