Ann Teresa Doherty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (18 Oct 2017 to 9 Oct 2019)
    • [FCA CF] Material risk taker (1 Mar 2017 to 4 Jun 2024)
    • [FCA CF] Significant management (1 Mar 2017 to 1 Oct 2020)
    • [FCA CF] Client dealing (1 Mar 2017 to 4 Jun 2024)
    • CF29 Significant management (24 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (14 Aug 2015 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Nov 2005 to 26 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (1 Mar 2017 to 1 Oct 2020)
    • [FCA CF] Significant management (1 Mar 2017 to 1 Oct 2020)
    • CF29 Significant management (24 Aug 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF3 Executive Director (7 Mar 2016 to 1 Feb 2024)
    • CF29 Significant management (24 Aug 2015 to 6 Mar 2016)
    • CF1 Director (20 Feb 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Nov 2005 to 26 Apr 2006)
    • CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.