Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 22 Sep 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2020)
    • CF30 Customer (30 Nov 2011 to 14 Dec 2011)
  • Appletree Financial Solutions Limited (no longer approved here)

    FRN 191182

    • (4)Employed By (30 Nov 2011 to 14 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at Appletree Financial Solutions Limited