Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
- [FCA CF] Client dealing (since 22 Sep 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2020)
- CF30 Customer (30 Nov 2011 to 14 Dec 2011)
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- (4)Employed By (30 Nov 2011 to 14 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (4)Employed By at Appletree Financial Solutions Limited