Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (2 Dec 2022 to 17 Jun 2024)
    • [FCA CF] Material risk taker (2 Dec 2022 to 31 Dec 2022)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (16 Jul 2020 to 2 Dec 2022)
    • [FCA CF] Manager of certification employee (16 Jul 2020 to 14 Sep 2022)
    • [FCA CF] Material risk taker (16 Jul 2020 to 2 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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