Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Jul 2024)
    • SMF16 Compliance Oversight (since 16 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2024)
    • SMF3 Executive Director (since 16 Jul 2024)
    • SMF1 Chief Executive (since 16 Jul 2024)
  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • CF30 Customer (22 Sep 2020 to 15 Jul 2024)
    • CF1 Director (AR) (22 Sep 2020 to 15 Jul 2024)
  • Bespoke connections limited (no longer approved here)

    FRN 933214

    • Employed By (22 Sep 2020 to 15 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.