Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 3 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 8 Nov 2019)
- [FCA CF] Manager of certification employee (24 Jan 2019 to 7 Nov 2019)
- [FCA CF] Client dealing (12 Oct 2016 to 8 Nov 2019)
- CF30 Customer (3 Feb 2009 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 8 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.