Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 8 Nov 2019)
    • [FCA CF] Manager of certification employee (24 Jan 2019 to 7 Nov 2019)
    • [FCA CF] Client dealing (12 Oct 2016 to 8 Nov 2019)
    • CF30 Customer (3 Feb 2009 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 8 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.