Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 2 Jun 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 10 Jul 2017)
- [FCA CF] Material risk taker (since 10 Jul 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (30 Oct 2014 to 6 Mar 2016)
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Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 2 Jun 2021)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (30 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (3 Dec 2009 to 21 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.