Anis Nadim Abou Rahme

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sumitomo Corporation Global Commodities Limited
FRN 538822
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF30 Customer (18 Feb 2011 to 6 Mar 2016)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (30 Mar 2010 to 3 Feb 2011)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 15 May 2008)
- CF26 Customer Trading (12 Jun 2007 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF26 Customer Trading (18 May 2005 to 29 May 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF26 Customer Trading (18 May 2005 to 29 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.