Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 31 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 25 Mar 2021)
    • [FCA CF] Manager of certification employee (since 25 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (11 Dec 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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