Anirban De

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company

    FRN 122020

    • [FCA CF] Significant management (since 4 Aug 2022)
    • [FCA CF] Client dealing (since 7 Apr 2020)
    • [FCA CF] Proprietary trader (since 1 Mar 2020)
    • [FCA CF] Manager of certification employee (4 Aug 2022 to 1 Aug 2025)
    • [FCA CF] Client dealing (2 Oct 2017 to 29 Feb 2020)
  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Significant management (since 4 Aug 2022)
    • [FCA CF] Client dealing (since 7 Apr 2020)
    • [FCA CF] Proprietary trader (since 1 Mar 2020)
    • [FCA CF] Manager of certification employee (4 Aug 2022 to 1 Aug 2025)
    • [FCA CF] Client dealing (1 Mar 2019 to 29 Feb 2020)
  • Northern Trust Investor Services Limited

    FRN 927658

    • [FCA CF] Significant management (since 4 Aug 2022)
    • [FCA CF] Proprietary trader (since 25 May 2021)
    • [FCA CF] Client dealing (since 25 May 2021)
    • [FCA CF] Manager of certification employee (4 Aug 2022 to 1 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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