Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (10 Jun 2019 to 8 Apr 2020)
    • [FCA CF] Manager of certification employee (10 Jun 2019 to 8 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 30 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (31 Oct 2018 to 16 Nov 2018)
    • [FCA CF] Manager of certification employee (31 Oct 2018 to 16 Nov 2018)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 30 Apr 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (23 Feb 2017 to 11 Jul 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jul 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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