Anil Rai

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pegasus Portfolio Planning LLP (no longer approved here)
FRN 446163
- CF30 Customer (23 Mar 2016 to 19 Oct 2017)
HARDING FINANCIAL LTD (no longer approved here)
FRN 555911
- CF30 Customer (22 Feb 2013 to 3 Jan 2014)
S Hill & Co Investment Advisers Limited (no longer approved here)
FRN 186240
- (10)Employed By (28 Feb 2008 to 20 Oct 2009)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Nov 2005 to 18 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.