Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 12 Nov 2021)
- [FCA CF] Manager of certification employee (since 12 Nov 2021)
- [FCA CF] Material risk taker (12 Nov 2021 to 31 Dec 2021)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 24 Jun 2019)
- [FCA CF] Manager of certification employee (since 11 Aug 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (25 Mar 2010 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 24 Jun 2019)
- [FCA CF] Manager of certification employee (since 11 Aug 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (25 Mar 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.