Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Client dealing (since 11 Dec 2020)
- [FCA CF] Client dealing (31 Mar 2020 to 27 Jun 2020)
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- [FCA CF] Client dealing (28 Jun 2018 to 30 Mar 2020)
- CF30 Customer (8 Mar 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (28 Jun 2018 to 30 Mar 2020)
- CF30 Customer (8 Mar 2014 to 6 Mar 2016)
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- CF30 Customer (31 Aug 2012 to 24 Jan 2014)
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- CF30 Customer (31 Aug 2012 to 24 Jan 2014)
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- CF30 Customer (1 Nov 2007 to 4 Apr 2011)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jan 2007 to 28 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.