Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Client dealing (since 29 Jul 2025)
- [FCA CF] Material risk taker (since 29 Jul 2025)
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- [FCA CF] Material risk taker (12 Aug 2021 to 3 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (12 Aug 2021 to 3 Mar 2025)
- [FCA CF] Client dealing (8 Aug 2018 to 3 Mar 2025)
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- [FCA CF] Material risk taker (12 Aug 2021 to 3 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (12 Aug 2021 to 3 Mar 2025)
- [FCA CF] Client dealing (8 Aug 2018 to 3 Mar 2025)
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- [PRA CF] Significant risk taker or Material risk taker (12 Aug 2021 to 3 Mar 2025)
- [FCA CF] Material risk taker (12 Aug 2021 to 3 Mar 2025)
- [FCA CF] Client dealing (8 Aug 2018 to 3 Mar 2025)
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- CF30 Customer (2 Sep 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.