Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (4 Dec 2012 to 31 Mar 2016)
- CF10 Compliance Oversight (4 Dec 2012 to 1 Oct 2015)
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- CF10a CASS Oversight function (1 Oct 2011 to 18 Jun 2012)
- CF1 Director (7 Aug 2003 to 31 Mar 2016)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2015)
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- CF1 Director (7 Aug 2003 to 31 Mar 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2015)
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- CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.