Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 3 Oct 2024)
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Client dealing (2 Mar 2020 to 12 Jul 2022)
    • [FCA CF] Manager of certification employee (2 Mar 2020 to 6 Jul 2021)
    • CF30 Customer (6 Aug 2010 to 8 Dec 2019)
    • CF27 Investment Management (14 Sep 2004 to 30 Jun 2006)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 27 Dec 2018)
    • [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • CF27 Investment Management (1 Dec 2001 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.