Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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USS Investment Management Limited
FRN 564285
- [FCA CF] Significant management (since 3 Oct 2024)
- [FCA CF] Client dealing (since 1 Apr 2023)
- [FCA CF] Manager of certification employee (since 1 Apr 2023)
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- [FCA CF] Client dealing (2 Mar 2020 to 12 Jul 2022)
- [FCA CF] Manager of certification employee (2 Mar 2020 to 6 Jul 2021)
- CF30 Customer (6 Aug 2010 to 8 Dec 2019)
- CF27 Investment Management (14 Sep 2004 to 30 Jun 2006)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 27 Dec 2018)
- [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
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- CF27 Investment Management (1 Dec 2001 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.