Angus Michael Gordon Aston

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wise Investments Ltd

    FRN 230553

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Mediation (16 Mar 2016 to 7 Jun 2017)
    • CF11 Money Laundering Reporting (16 Feb 2016 to 16 Oct 2017)
    • CF10 Compliance Oversight (28 Feb 2015 to 16 Oct 2017)
    • CF1 Director (3 Jan 2013 to 7 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Nov 2004 to 31 Oct 2007)
  • LilleyCo Financial Services (no longer approved here)

    FRN 191842

    • (4)Employed By (4 Apr 2003 to 8 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at LilleyCo Financial Services