Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2020 to 14 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 14 Nov 2022)
  • Lang Financial Scotland Limited (no longer approved here)

    FRN 593301

    • CF30 Customer (4 Jul 2017 to 26 Nov 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (15 Jul 2014 to 10 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 13 Dec 2016)
    • CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 20 Jul 2006)
  • Gilson Gray Financial Limited (no longer approved here)

    FRN 628199

    • (10)Employed By (15 Jul 2014 to 10 Feb 2017)
  • Angus Macleod (no longer approved here)

    FRN 441586

    • Employed By (14 Nov 2005 to 26 Nov 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.