Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
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- (1)Employed By (22 Dec 2004 to 21 Dec 2004)
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- (3)Employed By (5 Feb 2004 to 22 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.