Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prosper Capital LLP
FRN 453007
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (19 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Aug 2006 to 2 Jul 2013)
- CF11 Money Laundering Reporting (4 Aug 2006 to 9 Sep 2013)
- CF4 Partner (4 Aug 2006 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.