Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
- SMF27 Partner (9 Dec 2019 to 16 Dec 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (22 Jun 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (27 May 2005 to 28 Jul 2005)
- CF4 Partner (27 May 2005 to 8 Dec 2019)
- CF26 Customer Trading (27 May 2005 to 24 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.