Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herald Investment Management Limited (no longer approved here)

    FRN 166064

    • CF1 Director (23 Aug 2004 to 20 Jul 2006)
    • CF10 Compliance Oversight (23 Aug 2004 to 20 Jul 2006)
    • CF11 Money Laundering Reporting (23 Aug 2004 to 20 Jul 2006)
    • CF13 Finance (23 Aug 2004 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.