Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (6 Apr 2019 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (15 Mar 2016 to 15 Feb 2019)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (18 Nov 2013 to 22 Jan 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (13 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2004 to 13 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.