Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF9 Chairman (27 Jul 2017 to 11 Dec 2017)
- SIMF1 Chief Executive Function (7 Mar 2016 to 27 Jul 2017)
- SIMF4 Chief Risk Function (7 Mar 2016 to 27 Jul 2017)
- SIMF2 Chief Finance Function (7 Mar 2016 to 27 Jul 2017)
- CF3 Chief Executive (5 Mar 2014 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 8 Aug 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (3 Jan 2006 to 6 Mar 2016)
- CF19 Significant Mgt (Financial Resources) (3 Jan 2006 to 31 Oct 2007)
- CF14 Risk Assessment (3 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.