Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 16 May 2017)
    • CF30 Customer (1 Nov 2007 to 18 May 2010)
    • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Material risk taker (since 10 Jul 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Jul 2017)
    • [FCA CF] Client dealing (since 16 May 2017)
    • CF30 Customer (1 Nov 2007 to 18 May 2010)
    • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 16 May 2017)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (6 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.