Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Client dealing (since 14 Sep 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Client dealing (since 14 Sep 2021)
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- [FCA CF] Manager of certification employee (19 Oct 2020 to 8 Jan 2021)
- [FCA CF] Client dealing (19 Oct 2016 to 7 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.