Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Material risk taker (since 16 Aug 2022)
- [FCA CF] Manager of certification employee (16 Aug 2022 to 28 Feb 2025)
- CF30 Customer (2 Oct 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (7 Apr 2005 to 18 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.