Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • CF1 Director (AR) (26 Jul 2019 to 28 Jul 2021)
    • CF30 Customer (26 Jul 2019 to 28 Jul 2021)
  • Telios Investments Limited (no longer approved here)

    FRN 759597

    • Employed By (26 Jul 2019 to 28 Jul 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 7 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.