Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (13 Mar 2019 to 13 Apr 2022)
- [FCA CF] Manager of certification employee (13 Mar 2019 to 14 Nov 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 21 Jul 2022)
- CF30 Customer (30 Nov 2009 to 6 Mar 2016)
-
- CF21 Investment Adviser (15 Sep 2004 to 26 Oct 2005)
-
- CF21 Investment Adviser (15 Sep 2004 to 26 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.