Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (13 Mar 2019 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (13 Mar 2019 to 14 Nov 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Jul 2022)
    • CF30 Customer (30 Nov 2009 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (15 Sep 2004 to 26 Oct 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (15 Sep 2004 to 26 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.