Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • SMF16 Compliance Oversight (16 Dec 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2022 to 2 Aug 2023)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 30 Nov 2014)
    • CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.