Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF3 Executive Director (25 Feb 2025 to 5 Sep 2025)
    • SMF22 Other Local Responsibility (1 Oct 2020 to 25 Feb 2025)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • SMF18 Other Overall Responsibility (26 Jul 2024 to 5 Sep 2025)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF18 Other Overall Responsibility (1 Oct 2020 to 5 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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