Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Mar 2020 to 31 Oct 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2020)
- CF11 Money Laundering Reporting (22 Nov 2016 to 5 Jul 2017)
- CF1 Director (26 Nov 2015 to 8 Dec 2019)
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- CF10 Compliance Oversight (1 Apr 2009 to 14 Dec 2012)
- Responsible for Insurance Mediation (1 Apr 2009 to 31 Mar 2014)
- CF11 Money Laundering Reporting (1 Apr 2009 to 31 Mar 2014)
- CF28 Systems and controls (1 Apr 2009 to 31 Mar 2014)
- CF3 Chief Executive (1 Apr 2009 to 31 Mar 2014)
- CF8 Apportionment and Oversight (4 Mar 2009 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.