Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Jun 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (21 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 18 Mar 2009)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2004 to 23 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.