Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2024)
    • [FCA CF] Client dealing (since 11 Apr 2024)
  • Professional Assured Financial Services Limited (no longer approved here)

    FRN 441849

    • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 27 Mar 2024)
    • [FCA CF] Client dealing (20 Jan 2022 to 27 Mar 2024)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (20 Dec 2016 to 23 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

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