Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascend Wealth Management Ltd
FRN 948018
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Apr 2024)
- [FCA CF] Client dealing (since 11 Apr 2024)
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- [FCA CF] Functions requiring qualifications (20 Jan 2022 to 27 Mar 2024)
- [FCA CF] Client dealing (20 Jan 2022 to 27 Mar 2024)
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- CF30 Customer (20 Dec 2016 to 23 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.