Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Pealing (no longer approved here)

    FRN 547530

    • Employed By (5 Feb 2013 to 30 Sep 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (11 Nov 2009 to 1 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 27 Feb 2007)
  • ACS Wealth Management Ltd (no longer approved here)

    FRN 457884

    • Employed By (4 Oct 2006 to 5 Feb 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (28 Aug 2002 to 1 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Aug 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (28 Aug 2002 to 28 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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