Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (5 Feb 2013 to 30 Sep 2014)
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- CF1 Director (AR) (11 Nov 2009 to 1 Feb 2013)
- CF30 Customer (1 Nov 2007 to 30 Sep 2014)
- CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 27 Feb 2007)
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- Employed By (4 Oct 2006 to 5 Feb 2013)
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- CF21 Investment Adviser (28 Aug 2002 to 1 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Aug 2002)
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- CF21 Investment Adviser (28 Aug 2002 to 28 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.