Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Dec 2017)
    • CF30 Customer (since 8 Dec 2017)
    • (1)Employed By (since 8 Dec 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Dec 2013 to 8 Dec 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 25 Sep 2013)
    • CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2003 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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