Angela Caroline Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 10 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 20 Dec 2013)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF27 Investment Management (16 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2005)
    • CF27 Investment Management (1 Dec 2001 to 15 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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