Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Dec 2022)
- CF1 Director (AR) (27 Mar 2018 to 5 Oct 2022)
- CF30 Customer (15 Nov 2016 to 7 Dec 2016)
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- (2)Employed By (9 Oct 2019 to 4 Aug 2023)
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- Employed By (27 Mar 2018 to 4 Aug 2023)
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- CF30 Customer (14 Mar 2017 to 3 Apr 2018)
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- CF30 Customer (28 Apr 2008 to 19 Nov 2012)
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- CF21 Investment Adviser (22 Aug 2002 to 28 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.