Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Dec 2022)
    • CF1 Director (AR) (27 Mar 2018 to 5 Oct 2022)
    • CF30 Customer (15 Nov 2016 to 7 Dec 2016)
  • Future Proof Ltd (no longer approved here)

    FRN 825935

    • (2)Employed By (9 Oct 2019 to 4 Aug 2023)
  • CWS Advisers Ltd (no longer approved here)

    FRN 803573

    • Employed By (27 Mar 2018 to 4 Aug 2023)
  • Partridge Muir & Warren Limited (no longer approved here)

    FRN 148029

    • CF30 Customer (14 Mar 2017 to 3 Apr 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (28 Apr 2008 to 19 Nov 2012)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF21 Investment Adviser (22 Aug 2002 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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