Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 1 Oct 2021)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (12 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
- CF30 Customer (12 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (26 Oct 2010 to 31 Mar 2011)
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- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2006 to 20 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.