Andy John Sinfield

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Material risk taker (since 24 Nov 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 3 Jul 2019)
    • [FCA CF] Manager of certification employee (31 Jan 2019 to 3 Jul 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2017 to 3 Jul 2019)
    • [FCA CF] Manager of certification employee (15 Dec 2016 to 3 Jul 2019)
    • [FCA CF] Client dealing (15 Dec 2016 to 3 Jul 2019)
  • CALIBRATE MANAGEMENT LIMITED (no longer approved here)

    FRN 705601

    • CF1 Director (15 Apr 2016 to 14 Jun 2016)
    • CF30 Customer (15 Apr 2016 to 14 Jun 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 7 Jul 2013)
    • CF21 Investment Adviser (20 Feb 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 7 Jul 2013)
    • CF21 Investment Adviser (20 Feb 2003 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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